Self-regulatory organizations

Results: 6954



#Item
291Finance / NYSE Arca / Market maker / Short / Order / Broker-dealer / New York Stock Exchange / Financial markets / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaApril 14, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2015-04-14 18:42:09
292Stock market / Economy of the United States / Finance / NYSE Arca / Financial markets / New York Stock Exchange / NASDAQ / Securities Exchange Act / Short / Financial economics / Business / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSMarch 26, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang

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Source URL: www.sec.gov

Language: English - Date: 2015-03-26 15:33:34
293United States Securities and Exchange Commission / Order / Stock market / Auction / Futures contract / Chicago Board Options Exchange / Investment / Securities Exchange Act / Business / Auction theory / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMarch 20, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectivenes

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Source URL: www.sec.gov

Language: English - Date: 2015-03-20 17:47:47
294Financial regulation / Securities Exchange Act / SEC filings / U.S. Securities and Exchange Commission / Government / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-PHLXApril 2, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change t

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Source URL: www.sec.gov

Language: English - Date: 2015-04-03 06:14:35
295United States securities law / Options Clearing Corporation / Securities Exchange Act / International Securities Exchange / U.S. Securities and Exchange Commission / Futures contract / Short / Clearing house / LCH.Clearnet / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ISEApril 1, 2015 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Prop

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Source URL: www.sec.gov

Language: English - Date: 2015-04-01 14:45:19
296Funds / Financial services / Collective investment schemes / United States Securities and Exchange Commission / Exchange-traded fund / Nuveen Investments / Security / Closed-end fund / Barclays Capital Aggregate Bond Index / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaApril 10, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trad

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Source URL: www.sec.gov

Language: English - Date: 2015-04-13 08:41:59
297Credit default swap / United States housing bubble / Futures contract / Settlement / Order / International trade / Credit derivative / Short / Sale and purchase of ship / Financial economics / Business / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ICCMarch 23, 2015 Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to Physical Settle

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Source URL: www.sec.gov

Language: English - Date: 2015-03-24 06:39:08
298Finance / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Options Clearing Corporation / Futures contract / U.S. Securities and Exchange Commission / Clearing house / LCH.Clearnet / Financial economics / United States securities law / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-MIAXApril 16, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness

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Source URL: www.sec.gov

Language: English - Date: 2015-04-16 16:13:04
299Securities / Financial markets / Options Clearing Corporation / Exercise / Futures contract / Bank / Settlement / Clearing / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-OCCMarch 27, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change to Establish

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Source URL: www.sec.gov

Language: English - Date: 2015-03-30 10:41:30
300New York Stock Exchange / United States Securities and Exchange Commission / Financial system / Economy of the United States / SEC filing / Financial regulation / Self-regulatory organization / U.S. Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No. 34-74643A; File No. SR-NYSEMKTApril 9, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Am

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Source URL: www.sec.gov

Language: English - Date: 2015-04-10 17:16:48
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